The Fundamentals of Micro and Small Cap Investing – North Square Investments – 5.28.25

Summary:

Now On Demand CE Credit

Searching for the next potential opportunity in the market? We believe micro-cap and small-cap stocks currently offer attractive fundamentals when compared to the broader equity markets.

We think these stocks often “fly under the radar,” offering active management the chance to tap into growth potential before the market catches on. In this webinar, we’ll discuss:

• Micro-Cap & Small-Cap Market Update: What we are seeing and how we are positioned in the current market environment
• Why we feel these lesser-known and followed companies can be the key to building wealth
• Why Active Management: How we are identifying opportunities and navigating risk

Join us to learn how you might be able to position your clients’ portfolios to potentially get ahead of the curve!

Accepted for 1 CFP / IWI / CFA CE Credit

Speakers:

Matthew Swaim has 25 years of investment experience and serves as a Portfolio Manager, Managing Director, and Chairman of Advisory Research. Prior to joining the firm in 2005, Matthew worked in the assurance and business advisory group at PricewaterhouseCoopers LLP. Matthew holds a BS in accounting and business administration from the University of Kansas and an MBA from the Kelley School of Business at Indiana University. Matthew is a Chartered Financial Analyst (CFA^®) charterholder and has passed the Uniform CPA Examination.

Sean McMahon is Portfolio Manager for Kennedy Capital Management (KCM)’s Micro Cap and Micro Cap Opportunities strategies and Assistant Portfolio Manager for the Extended Small Cap strategy. Sean joined KCM in 2005 after gaining experience in equity analysis through his internship at KCM. Mr. McMahon earned a B.S. in Business Administration from the University of Missouri – St. Louis and an M.B.A. from Washington University.

Donald Cobin, President, Chief Executive Officer, and Portfolio Manager, is responsible for directing the business affairs of Kennedy Capital Management. Don also serves as Vice Chairman of the Board of Directors. Don began his investment career in 1993 and served as Director of Research at Delaware Investments and prior to that as an investment analyst at Conseco and WR Huff. From 2002 until 2007, Don was a senior investment professional at Matador Capital Management. Don joined KCM in February 2007 as an analyst and later became Portfolio Manager in November 2007. Mr. Cobin earned a B.A. from Emory University and his M.B.A. from The Wharton School of the University of Pennsylvania.