Portfolio Enhancement Using Structured Notes – 6.30.22 – Luma Financial Technologies

December 14, 2019

Overview:

Title: Portfolio Enhancement Using Structured Notes

Date: Thursday, June 30, 2022

Time: 1:00 PM Eastern Daylight Time

Duration: 1 hour

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Summary:

Now On Demand

Use the platform that powers the world’s premier investment research & wealth firms.

Portfolio management during periods of high volatility and rising rates is challenging. Luma’s cost-effective structured notes platform offers a way to create and manage custom notes designed to dampen volatility and improve risk adjusted returns in client portfolios. Please join Brady Beals and Alex Weil to learn how you can leverage Luma’s platform to streamline structured note creation, portfolio management, and tracking lifecycle. We’ll also cover how notes purchased through Luma can be analyzed within Morningstar Advisor Workstation.

Speakers:

Brady Beals Director, Investment Solutions Luma Financial Technologies

Brady spearheads development of Luma’s analytics for Structured Products & Luma’s RIA & Family Office solutions. Prior to joining Luma, Brady ran Navian Capital’s product management and structuring team, where he was responsible for originating reverse inquiry structured product offerings for Broker-Dealers, RIAs & Family Offices and underwriting Navian’s proprietary Market-Linked CD program for regional banks.

Brady holds a BA from the Fisher College of Business at the Ohio State University. He is a Chartered Financial Analyst® (CFA) and Chartered Alternative Investment Analyst (CAIA) charterholder. He enjoys golfing in his free time and resides in Cincinnati, Ohio with his wife Cassidy and three kids.

Alex Weil Director of RIA Sales Luma Financial Technologies

Alex is currently Director of RIA sales for Luma. Prior to joining Luma, Alex was Managing Partner of Merrion Securities, a boutique Broker Dealer focused on providing customized Structured Notes and other defined outcome investment solutions to institutional investors. Prior to Merrion, Alex was a specialist on the floor of the New York Stock Exchange for Bear Wagner.

Alex received his bachelor’s degree in Biology from Bucknell University and a Master of Science degree from Johns Hopkins University Bloomberg School of Public Health. Alex and his wife Jennifer live in Morristown, NJ with their three daughters. Outside of work, he enjoys spending time with his family and friends, golfing, and cooking.