March 10 – SEC Exam Readiness: Building Defensible Oversight for 2026 – Smarsh – 1 CE Credit

 SEC Exam Readiness: Building Defensible Oversight for 2026 by Smarsh

Registration is complimentary for financial advisors.

Summary: Join us for a webcast covering: What examiners expect to see in your communication oversight controls How to streamline evidence collection and reduce exam prep time Strategies to identify and address off channel communication risks How to ensure AI driven content is properly captured and supervised More...

Date: Tuesday, March 10, 2026

Time: 1:00 PM Eastern Daylight Time

Duration: 1 Hour

Complimentary CE credit for financial advisors.