Join the Autocallable Income Revolution: Seeks High, Stable, and Tax-Efficient Derivative Income – Now in an ETF – Now in an ETF – Calamos Investments – 9.17.25

Overview:
Title: Join the Autocallable Income Revolution: Seeks High, Stable, and Tax-Efficient Derivative Income – Now in an ETF
Date: Wednesday, September 17, 2025
Time: 11:00 AM Eastern Daylight Time
Duration: 1 hour

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Summary:

Join Matt Kaufman, Head of ETFs at Calamos, and Jordan Rosenfeld,Vice President, Co-Portfolio Manager, as they unveil how autocallable income strategies—a cornerstone of the $200B+ institutional structured products market—are now available in an ETF.

While derivative income ETFs have gained in popularity, most advisors are only familiar with covered calls. Autocallables are the missing piece-offering high, stable, and tax-efficient income with built-in diversification.

Learn how the Calamos Autocallable Income ETF (Ticker: CAIE) delivers this institutional strategy with radical simplicity: no minimums, no K-1s, just high monthly income potential: www.calamos.com/CAIE.

Key Takeaways:

  • The $200B Autocallable Market: Discover why autocallable strategies dominate institutional structured products-and why demand is growing for ETF-based access.
  • Inside Autocallables: Understand how these notes generate high monthly income and return principal at maturity or when called.
  • The CAIE Breakthrough: Learn how CAIE removes traditional barriers like $250K minimums, K-1 complexity, and single-note concentration risk.
  • Portfolio Positioning: See real-world examples of implementing 14%+ yields as a compelling alternative to equities or fixed income.
  • Tax Efficiency: Explore why most distributions are expected to be tax-deferred (return of capital), making CAIE attractive for high-net-worth clients.

Accepted for 1 CFP / IWI / CFA CE Credit

Speakers:
Matt Kaufman Matt Kaufman SVP, Head of ETFs Calamos Investments

Matt joined Calamos Investments in 2023 as an accomplished financial services executive with more than 20 years of experience serving the asset management and insurance industries across North America, Europe, and Asia. Matt has designed, led, and helped build hundreds of exchange-traded funds (ETFs), unit investment trusts (UITs), indexes, variable insurance trust funds, registered index-linked annuities, fixed annuities, and closed-end funds. He is also a sought-after source by leading financial publications and is a frequent speaker at industry conferences and events.

Prior to Calamos, Matt spent more than a decade at Milliman, Inc., where he served as President of the firm’s broker/dealer (Milliman Investment Management Services LLC) and as a principal of the firm’s $170b RIA (Milliman Financial Risk Management LLC). Matt also draws from his prior experience at PowerShares ETFs, where he helped the firm grow during the formative years of the ETF ecosystem.

Matt earned a B.A. in Public Administration and Economics from Cedarville University and maintains Certified ETF Advisor (CETF®) and Professional Certified Marketer® designations through The ETF Institute and American Marketing Association, respectively. He also holds FINRA Series 7, 63, and 24 and CFTC Series 3 licenses.

Jordan Rosenfeld Jordan Rosenfeld Vice President, Co-Portfolio Manager Calamos Investments

Jordan Rosenfeld is responsible for portfolio management and investment research, focusing on the Calamos Structured Protection ETFs® and the award-winning Calamos Autocallable Income ETF.

He joined the firm in 2025 and contributes 10 years of investment industry experience. Previously, Jordan was a Senior Director and Portfolio Manager at Milliman, where he led the ETF sub-advisory team and co-managed 140 ETFs. He began his career as a trader at Gelber Group. Jordan holds a BA in Mathematics from Northwestern University and a MS in Computer Science from Georgia Institute of Technology.

Jordan Rosenfeld is responsible for portfolio management and investment research, focusing on the Calamos structured ETF product suite. He joined the firm in 2025 and contributes 10 years of investment industry experience. Previously, Jordan was a Senior Director and Portfolio Manager at Milliman, where he led the ETF sub-advisory team and co-managed 140 ETFs. He began his career as a trader at Gelber Group. Jordan holds a BA in Mathematics from Northwestern University and a MS in Computer Science from Georgia Institute of Technology.

As of 6/11/25. Income represented by average weighted coupon of MerQube US Large Cap Vol Advantage Autocallable Index relative to current yield of high yield bonds, represented by Bloomberg U.S. Aggregate Corporate High Yield Index. MerQube US Large Cap Vol Advantage Autocallable Index is not a proxy for Calamos Autocallable Income ETF (CAIE). The results of the MerQube index will differ to those of CAIE. Investors should consider the risks of investing in CAIE and review the prospectus prior to investing. Coupons used for illustrative purposes only. Actual historical coupons may have been different.

Information contained herein is subject to completion or amendment. The information in each fund’s prospectus and statement of additional information) is not complete and may be changed. We may not sell the securities of any fund until such fund’s registration statement filed with the Securities and Exchange Commission is effective. Each fund’s prospectus and statement of additional information is not an offer to sell such fund’s securities and is not soliciting an offer to buy such fund’s securities in any state where the offer or sale is not permitted.

An indication of interest in response to this advertisement will involve no obligation or commitment of any kind.

Before investing, carefully consider the fund’s investment objectives, risks, charges and expenses. Please see the prospectus and summary prospectus containing this and other information which can be obtained by calling 1-866-363-9219. Read it carefully before investing.

An investment in the Fund(s) is subject to risks, and you could lose money on your investment in the Fund(s). There can be no assurance that the Fund(s) will achieve its investment objective. Your investment in the Fund(s) is not a deposit in a bank and is not insured or guaranteed by the Federal Deposit Insurance Corporation (FDIC) or any other government agency. The risks associated with an investment in the Fund(s) can increase during times of significant market volatility. The Fund(s) also has specific principal risks, which are described below. More detailed information regarding these risks can be found in the Fund’s prospectus.

The principal risks of investing in the Calamos Autocallable Income ETF include: autocallable structure risk, contingent income risk, early redemption risk, barrier risk, authorized participant concentration risk, calculation methodology risk, cash holdings risk, correlation risk, costs of buying and selling fund shares, counterparty risk, credit risk, derivatives risk, equity securities risk, index risk, interest rate risk, investment in a subsidiary, laddered portfolio risk, liquidity risk, market maker risk, market risk, new fund risk, non-diversification risk, premium-discount risk, secondary market trading risk, swap agreement risk, tax risk, trading issues risk, valuation risk, and volatility target index risk.

Autocallable Structure Risk –The Fund’s returns are correlated to the performance of a synthetic portfolio of autocallable notes tracked by the Laddered Autocall Index. Autocallable notes have specific structural features that may be unfamiliar to many investors:

–Contingent Income Risk: Coupon payments from the Autocalls are not guaranteed and will not be made if the Underlying Index falls below the Coupon Barrier on observation dates. This means the Fund may generate significantly less income than anticipated during market downturns.

–Early Redemption Risk: Autocalls in the Portfolio may be called before their scheduled maturity if the Underlying Reference Index reaches or exceeds the Autocall Barrier on observation dates. This automatic early redemption could force reinvestment of that portion of the portfolio at lower rates if market yields have declined.

–Barrier Risk: If the Underlying Reference Index falls below the Protection Level Barrier at the maturity of an Autocall in the Portfolio, that portion of the Portfolio will be fully exposed to the negative performance of the Underlying Reference Index from its initial level. This conditional protection creates a binary outcome that can result in sudden, significant losses if barriers are breached.