Equity Risk Management for Concentrated Single Stock Positions and Tailored Portfolio Solutions – Morgan Stanley – 2.23.24

January 12, 2021

Overview:

Title: Equity Risk Management for Concentrated Single Stock Positions and Tailored Portfolio Solutions

Date: Friday, February 23, 2024

Time: 1:00 PM Eastern Standard Time

Duration: 1 hour

Register Now:

Already Registered?

*First Name
*Last Name
*Email
*Work Phone
Cell Phone
*Company
*Title
*State
*Type of Advisor
CFP # (Not applicable for On Demand)
IWI (CIMA, CIMC or CPWA) # (Not applicable for On Demand)
Zip Code for IWI Submission (Not applicable for On Demand)
CFA Institute ID (Not applicable for On Demand)
Please submit any questions for our speakers.

*I am a financial professional. I understand that this event is for financial professionals only, and I may be contacted by the sponsor.

Summary:

Now On Demand

Learn about how The Advisor Solutions Team, within the Institutional Equity Division at Morgan Stanley, equips RIAs & Family Offices with equity risk management strategies and tailored portfolio solutions, which can potentially help clients mitigate risk and monetize concentrated equity positions.

Morgan Stanley is dedicated to providing first-class service to our clients, in a way that reflects our commitment to transformative thinking, innovative strategies and cutting-edge solutions. The Institutional Equity Division at Morgan Stanley is a leading provider of execution services and solutions. Our product suite encompasses equity options, structured notes, equity swaps, warrants, and futures, on individual securities, indices, and baskets of securities.

Speakers:

Lou Mandia Co-Head of The Advisor Solutions Team Morgan Stanley | Institutional Equity Division

Lou Mandia spearheads RIA Strategy at Morgan Stanley within the Institutional Equity Division, strategizing with clients on bespoke portfolio solutions to achieve targeted outcomes. Prior to joining Morgan Stanley, Lou spent three years at UBS spearheading RIA and Broker Dealer distribution, and six years at Goldman Sachs & Co, focused on structured investments and cross-asset distribution within the Global Markets Division.

Jenn Pickens Co-Head of The Advisor Solutions Team Morgan Stanley | Institutional Equity Division

Jenn is Head of Equity Risk Management distribution at Morgan Stanley and is based in New York. For the last 16 years, Jenn’s work has concentrated on providing derivative solutions for Institutional clients across asset managers, corporate & public pensions, endowments & foundations, fund of funds, bank platforms, insurance companies, OCIOs and family offices. As capital markets activity upticks at Morgan Stanley, Jenn has been tasked to focus on concentrated equity positions in the RIA and Family Office community.

Important Information and Qualifications

The information provided herein was prepared by sales, trading, or other non-research personnel of one of the following: Morgan Stanley & Co. LLC, Morgan Stanley & Co. International PLC, Morgan Stanley MUFG Securities Co., Ltd, Morgan Stanley Capital Group Inc. and/or Morgan Stanley Asia Limited (together with their affiliates, hereinafter “Morgan Stanley”) but is not a product of the Morgan Stanley Research Department or prepared by the Morgan Stanley Research Department. This communication is a marketing communication and is not a research report, though it may refer to a Morgan Stanley Research report or the views of a Morgan Stanley research analyst. We are not commenting on the fundamentals of any companies mentioned. For additional information and important disclosures, see http://www.morganstanley.com/disclaimers.

An investment in OTC strategies may not be suitable for all investors. These investments involve substantial risks. The appropriateness of a particular investment or strategy will depend on an investor’s individual circumstances and objectives. This material does not provide individually tailored investment advice, nor does it offer tax, regulatory, accounting or legal advice.

The information provided herein has been prepared solely for informational purposes and is not an offer or a solicitation of an offer to enter into any over-the-counter derivative transaction. No representation is given with respect to the information’s accuracy or completeness, and it may change without notice. Morgan Stanley, on its own behalf and on behalf of its affiliates, disclaims any and all liability relating to these materials, including, without limitation, any express or implied representations or warranties for statements or errors contained in, or omissions from, these materials. Morgan Stanley is not advising you to take any particular action based on the information, opinions or views contained herein, and acceptance of such document will be deemed by you acceptance of these conclusions. You should consult with your own municipal, financial, accounting and legal advisors regarding the information, opinions or views contained in this communication.

© 2024 Morgan Stanley