Overview: |
| Title: Extending the Innovative Power of the Nasdaq-100®: Designed to Add Income to Your Portfolio |
| Date: Thursday, September 29, 2022 |
| Time: 1:00 PM Eastern Standard Time |
| Duration: 1 hour |
Register Now: |
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Summary: | ||
| Now On Demand On one side:
On the other:
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Speakers: | ||
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Curt Brockelman is the Co-Founder and Managing Partner of Harvest Volatility Management. Mr. Brockelman brings over 25 years of designing and managing investment solutions on behalf of clients. At Harvest, Curt chairs the Board of Partners, the Risk Committee, and the Compensation Committee, and sits on the Investment Committee and Audit Committee. Curt is Co-Portfolio Manager for the ETF strategies managed by the firm. | ||
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Efram Slen is Vice President, Index Research & Development, which includes Global Indexes. He manages the New York team responsible for product development, research and content creation. During his tenure, Efram has helped Nasdaq launch thousands of indexes, building its offering in both the benchmark and smart beta realms. Some of the more recent smart beta index launches that he has played a role in developing include the Nasdaq Select Leaders Index Family, Nasdaq Victory Multi-Factor Minimum Volatility Index Family and the Nasdaq Chaikin Power Index Family. |
Financial Professional/Institutional Use Only.
Investing involves risk, including the possible loss of principal. Shares of any ETF are bought and sold at market price (not NAV), may trade at a discount or premium to NAV and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. The Funds’ returns may not match or achieve a high degree of correlation with the return of the respective underlying index. Diversification does not assure a profit nor protect against loss in a declining market.
Call 1-800-617-0004 to request a summary prospectus and/or a prospectus, or download prospectuses at etf.nationwidefinancial.com. These prospectuses outline investment objectives, risks, fees, charges and expenses, and other information that you should read and consider carefully before investing.
Expense ratios are as of the most recent prospectus. Please see the Fund prospectus for more detail.
KEY RISKS
The Nationwide Nasdaq-100® Risk-Managed Income ETF (“NUSI”) is subject to the risks of investing in equity securities, including tracking stock (a class of common stock that “tracks” the performance of a unit or division within a larger company). A tracking stock’s value may decline even if the larger company’s stock increases in value. NUSI is subject to the risks of investing in foreign securities (current fluctuations, political risks, differences in accounting and limited availability of information, all of which are magnified in emerging markets). NUSI may invest in more-aggressive investments such as derivatives (which create investment leverage and illiquidity and are highly volatile). NUSI employs a collared options strategy (using call and put options is speculative and can lead to losses because of adverse movements in the price or value of the reference asset). The success of NUSI’s investment strategy may depend on the effectiveness of the subadviser’s quantitative tools for screening securities and on data provided by third parties.
NUSI expects to invest a portion of its assets to replicate the holdings of an index. Correlation between Fund performance and index performance may be affected by Fund expenses and because the Fund may not be invested fully in the securities of the index or may hold securities not included in the index. Frequently, NUSI may buy and sell portfolio securities and other assets to rebalance its exposure to various market sectors. Higher portfolio turnover may result in higher levels of transaction costs paid by NUSI and greater tax liabilities for shareholders. NUSI may concentrate on specific sectors or industries, subjecting it to greater volatility than that of other ETFs. NUSI may hold large positions in a small number of securities, and an increase or decrease in the value of such securities may have a disproportionate impact on the Fund’s value and total return. Although NUSI intends to invest in a variety of securities and instruments, NUSI will be considered non-diversified. Additional risks include: collared options strategy risk, correlation risk, derivatives risk, foreign investment risk, industry concentration risk, and large-capitalization investing risk.
Nasdaq-100® Index: A rules-based, market capitalization-weighted index of the 100 largest, most actively traded U.S. companies listed on the Nasdaq stock exchange. The Index includes companies from various industries except for the financial industry, like commercial and investment banks. These non-financial sectors include retail, biotechnology, industrial, technology, health care, and others.
Nasdaq® and the Nasdaq-100® are registered trademarks of Nasdaq, Inc. (which with its affiliates is referred to as the “Corporations”) and are licensed for use by Nationwide Fund Advisors. The Nationwide Nasdaq-100® Risk-Managed Income ETF (“NUSI”) has not been passed on by the Corporations as to its legality or suitability. NUSI is not issued, endorsed, sold or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE PRODUCT.
Nationwide Fund Advisors (NFA) is the registered investment advisor to Nationwide ETFs, which are distributed by Quasar Distributors LLC. NFA is not affiliated with any distributor, subadviser, or index provider contracted by NFA for the Nationwide ETFs. Nationwide is not an affiliate of third-party sources. Representatives of the Nationwide ETF Sales Desk are registered with Nationwide Investment Services Corporation, member FINRA, Columbus, Ohio.
Nationwide, the Nationwide N and Eagle, and Nationwide is on your side are service marks of Nationwide Mutual Insurance Company. © 2022 Nationwide
MFM-4853AO (09/2022)
Q-20220919-0470
Investing involves risk, including the possible loss of principal. Shares of any ETF are bought and sold at market price (not NAV), may trade at a discount or premium to NAV and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. The Funds’ returns may not match or achieve a high degree of correlation with the return of the respective underlying index. Diversification does not assure a profit nor protect against loss in a declining market.
Call 1-800-617-0004 to request a summary prospectus and/or a prospectus, or download prospectuses at etf.nationwidefinancial.com. These prospectuses outline investment objectives, risks, fees, charges and expenses, and other information that you should read and consider carefully before investing.
Expense ratios are as of the most recent prospectus. Please see the Fund prospectus for more detail.
KEY RISKS
The Nationwide Nasdaq-100® Risk-Managed Income ETF (“NUSI”) is subject to the risks of investing in equity securities, including tracking stock (a class of common stock that “tracks” the performance of a unit or division within a larger company). A tracking stock’s value may decline even if the larger company’s stock increases in value. NUSI is subject to the risks of investing in foreign securities (current fluctuations, political risks, differences in accounting and limited availability of information, all of which are magnified in emerging markets). NUSI may invest in more-aggressive investments such as derivatives (which create investment leverage and illiquidity and are highly volatile). NUSI employs a collared options strategy (using call and put options is speculative and can lead to losses because of adverse movements in the price or value of the reference asset). The success of NUSI’s investment strategy may depend on the effectiveness of the subadviser’s quantitative tools for screening securities and on data provided by third parties.
NUSI expects to invest a portion of its assets to replicate the holdings of an index. Correlation between Fund performance and index performance may be affected by Fund expenses and because the Fund may not be invested fully in the securities of the index or may hold securities not included in the index. Frequently, NUSI may buy and sell portfolio securities and other assets to rebalance its exposure to various market sectors. Higher portfolio turnover may result in higher levels of transaction costs paid by NUSI and greater tax liabilities for shareholders. NUSI may concentrate on specific sectors or industries, subjecting it to greater volatility than that of other ETFs. NUSI may hold large positions in a small number of securities, and an increase or decrease in the value of such securities may have a disproportionate impact on the Fund’s value and total return. Although NUSI intends to invest in a variety of securities and instruments, NUSI will be considered non-diversified. Additional risks include: collared options strategy risk, correlation risk, derivatives risk, foreign investment risk, industry concentration risk, and large-capitalization investing risk.
Nasdaq-100® Index: A rules-based, market capitalization-weighted index of the 100 largest, most actively traded U.S. companies listed on the Nasdaq stock exchange. The Index includes companies from various industries except for the financial industry, like commercial and investment banks. These non-financial sectors include retail, biotechnology, industrial, technology, health care, and others.
Nasdaq® and the Nasdaq-100® are registered trademarks of Nasdaq, Inc. (which with its affiliates is referred to as the “Corporations”) and are licensed for use by Nationwide Fund Advisors. The Nationwide Nasdaq-100® Risk-Managed Income ETF (“NUSI”) has not been passed on by the Corporations as to its legality or suitability. NUSI is not issued, endorsed, sold or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE PRODUCT.
Nationwide Fund Advisors (NFA) is the registered investment advisor to Nationwide ETFs, which are distributed by Quasar Distributors LLC. NFA is not affiliated with any distributor, subadviser, or index provider contracted by NFA for the Nationwide ETFs. Nationwide is not an affiliate of third-party sources. Representatives of the Nationwide ETF Sales Desk are registered with Nationwide Investment Services Corporation, member FINRA, Columbus, Ohio.
Nationwide, the Nationwide N and Eagle, and Nationwide is on your side are service marks of Nationwide Mutual Insurance Company. © 2022 Nationwide
MFM-4853AO (09/2022)
Q-20220919-0470