Buying and Growing Private Companies: An Update on Private Equity – ALPS – 4.26.18

Summary:

Now On Demand.

With the shrinking investment universe of listed companies, investors are searching for methods to access the global supply of private companies and opportunities to enhance their portfolios.

Join us for this educational webcast as we discuss the following:

  • The Growth of Private Capital: Opportunities and Implications for Investors
  • How Listed Private Equity Companies Create Value by Buying and Growing Private Companies
  • An update on the ALPS | Red Rocks Listed Private Equity Fund

Sponsors of this webcast may contact registrants. This webcast is for financial professionals only.

Speakers:

Jeremy Held*, CFA
Director of Research & Investment Strategy
ALPS Portfolio Solutions

Jeremy began his career at ALPS in 1996 and has more than 20 years of experience in the asset management industry. He is responsible for research, product development, and consulting services on behalf of the ALPS ETF, Mutual Fund, and Closed-End Fund business segments. His research is focused on satellite and alternative asset classes, including Commodities, Master Limited Partnerships, Private Equity, Global Real Estate, Sectors and Emerging Markets.

Jeremy is a frequent speaker at investment conferences and his work has been published in several publications such as the Journal of Indexes, Research Magazine and Institutional Investor. Jeremy graduated with a B.S in International Business from the University of Colorado and is also a Chartered Financial Analyst and a Certified Financial Planner.

*Jeremy Held is a Registered Representatives of ALPS Portfolio Solutions Distributor, Inc. (APSD) and ALPS Distributors Inc. (ADI).

Richard Baker*, CAIA
Vice President, Portfolio Strategy
Red Rocks Capital

Richard has been a member of the product team since 2011. He has a BS in Computer Science from the University of Cincinnati and an MBA from the University of Washington, and holds FINRA Series 6 and 63 registrations.

*Richard Baker is a Registered Representatives of ALPS Portfolio Solutions Distributor, Inc. (APSD). APSD and ADI are affiliated.

Kirk McCown, CFA
Portfolio Manager
Red Rocks Capital

Kirk has been a member of the portfolio team since the inception of the fund in 2007 and has over 35 years of investment experience. He has a B.A. and M.A. from the University of Nebraska.

*Richard Baker is a Registered Representatives of ALPS Portfolio Solutions Distributor, Inc. (APSD). APSD and ADI are affiliated.

Overview:

Title: Buying and Growing Private Companies: An Update on Private Equity
Date: Thursday, April 26, 2018
Time: 1:00 PM Eastern Daylight Time
Duration: 1 hour

Register Now:

Already Registered?
*First Name
*Last Name
*Email
*Work Phone
*Company
*Title
*State
*Type of Advisor
Accepted for one hour of CFP®, CFA® & CIMA®, CIMC® or CPWA® CE Credit for live webcast attendees. RIA Database is registered with the CFA Institute as a Sponsored Provider of Live CE Programs for CFA Charterholders. To receive credit, please enter your CFP Board Number/CIMA ID Number/CFA Institute ID below. (Not Applicable for On Demand.)”
CFP # (Not Applicable for On Demand.)
CRD # (Not Applicable for On Demand.)”
Yes, I am a financial advisor or registered representative. I acknowledge that these webcasts are not to be viewed by the public, and agree to the Terms of Service for Investment Advisor Channel.
IMCA (CIMA, CIMC or CPWA) # (Not Applicable for On Demand.)”
Zip Code for IMCA Submission (Not Applicable for On Demand.)”

CFA Institute ID (Not Applicable for On Demand.)”
Please submit any questions for our speakers



Institutional Use Only. Not for Use with the Retail Public.

*Jeremy Held is a Registered Representatives of ALPS Portfolio Solutions Distributor, Inc. (APSD) and ALPS Distributors Inc. (ADI). * Richard Baker is a Registered Representatives of ALPS Portfolio Solutions Distributor, Inc. (APSD). APSD and ADI are affiliated.

Important Disclosures & Definitions

An investor should consider investment objectives, risks, charges and expenses carefully before investing. To obtain a prospectus, which contains this and other information, please contact your investment professional. Read the prospectus carefully before investing.

Past performance is no guarantee of future results and future investments have the potential for loss as well as profit.

Certain of the Fund’s investments may be exposed to liquidity risk due to low trading volume, lack of a market maker or legal restrictions limiting the ability of the Fund to sell particular securities at an advantageous price and/or time. As a result these securities may be more difficult to value. Foreign investing involves special risks such as currency fluctuations and political uncertainty. The Fund invests in derivatives and is subject to the risk that the value of those derivative investments will fall because of pricing difficulties or lack of correlation with the underlying investment.

There are inherent risks in investing in private equity companies, which encompass financial institutions or vehicles whose principal business is to invest in and lend capital to privately – held companies. Generally, little public information exists for private and thinly traded companies, and there is a risk that investors may not be able to make a fully informed investment decision.

Listed Private Equity Companies may have relatively concentrated investment portfolios, consisting of a relatively small number of holdings. A consequence of this limited number of investments is that the aggregate returns realized may be adversely impacted by the poor performance of a small number of investments, or even a single investment, particularly if a company experiences the need to write down the value of an investment.

Not FDIC Insured • No Bank Guarantee • May Lose Value

ALPS | Red Rocks Listed Private Equity Fund is a series of Financial Investors Trust.

ALPS Portfolio Solutions Distributor, Inc., distributor for the ALPS | Red Rocks Listed Private Equity Fund.

RRC000755 12/31/18

SHARE