Dave Feldman, Chief Executive Officer at Greenboard met with Julie Cooling, Founder & CEO, RIA Channel to discuss Greenboard’s approach to modernize SEC and FINRA compliance.
Greenboard serves as a modern operating system for SEC and FINRA compliance, unifying historically fragmented compliance tasks—such as employee archiving, employee and firm compliance, and third-party diligence—into a single, streamlined platform. By leveraging AI and automation, Greenboard enables RIAs and compliance teams to reduce manual workloads, lower risk, and focus on the strategic areas of their business that matter most.
To learn more, visit Greenboard.com